Securities Compliance Group

Another review from Avvo
Don’t walk. RUN from his services
Exceptionally poor service from Tracyfirm. Requested direct contact with Adam and was always rebuffed. Does not convey what the legal circumstances may be regarding the case. Multiple loan modifications made with no results. Several years of service and not any indication of the direction or alternatives regarding the case. Had to call many times over the years on my case to find out what was going on. We would not hear anything on our case for 3 months or more from Adam’s firm, and not once did Adam ever personally call. Many questions ignored when asked several times. Without due diligence on the clients part, most details are never conveyed. You are better off looking elsewhere for legal services.

Adam and his team are great at what they do. I wanted to get an e-​commerce business incorporated, get a contract between my business partner and I, get contracts for advertisers, acquire a little bit of funding, and explore options for funding in the future. Although my business is very small, they treated me like I was a medium or large company and now my business is off and running!

I came here after struggling to find a corporate lawyer that would take my case. There weren’t many firms around that would even entertain representing situations like I had, so I’m lucky I found him.
First I should tell you that I got caught in the cross-​hairs of a corporate merger that involved me working as an independent contractor at a US firm that recently acquired a UK-​based company. I became charged with the responsibility (and liability) itemizing the P&L for both entities and then providing the results to financiers of the original firm, including financial institutions. This would have been fine, except I was receiving inaccurate information from the UK firm to base my results on, and was unable to log into the financial system due to stringent corporate UK laws (most folks don’t realize that the UK is a very socialist country). This caused a flurry of events and in-​fighting that ended up costing me my job.
I think the size of the company intimidated a lot of attorneys, but it didn’t phase him at all. He seemed to know more than anyone else about every aspect of these problems, even the UK laws. I got the impression that he reads case law as a hobby. Anyway, he was able to settle with these people out of court and I got the settlement I was looking for.
Coming out the other side of this problem, I know I made the right decision; I wish I had come here sooner.

Pulled through for us on several occasions– top notch securities work for pubcos

I wish I could give 0 stars, this guy is shady, read up on other reviews, he never returns call, and lies about the work he has done. Also decided to keep our money when representing us on a closing. Which is against the law. This is not the type of person you want representing you. Pay extra and search around believe me it will be worth it.